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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
FORWARD SALE CONTRACT (OBLIGATION TO SELL) | (1) | 11/10/2004 | J/K(1) | 200,000 (1) | 01/12/2007(1) | 01/12/2007(1) | MTH COMMON STOCK | 200,000 (1) | (1) | 200,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SARVER ROBERT GARY 17851 NORTH 85TH STREET, SUITE 300 SCOTTSDALE, AZ 85255 |
X |
/s/ Robert G. Sarver | 01/17/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | See Exhibit 99.1 attached to this Form 4/A |
Remarks: On Novembr 10, 2004, the reporting person filed a Form 4 reporting the open market or private sale of 128,200 shares of Meritage Homes Corporation common stock. The reporting person has subsequently determined that he inadvertently reported this transaction incorrectly. This Form 4 is being filed to correctly report the transaction as stated in Exhibit 99.1 to this Form 4. This Form 4, together with a Form 4 originally filed on November 10, 2004 (relating to the sale of 71,800 shares), are being amended on the date hereof to report the transaction as a single forward sale contract. Since the filing of the Form 4 referred to above, Meritage Homes Corporation effected a two-for-one stock split in January 2005. Accordingly, the number of split-adjusted Base Amount shares subject to the Agreement described above is 400,000 and the per share prices referred to above are similarly adjusted. |